DPC DATA solutions streamline the work of disclosure for municipal bond dealers
Municipal dealers bear an ever-broadening burden of disclosure-related regulatory compliance. In previous years when municipal bonds were regarded as predictably safe, mere access to officially filed disclosures was the standard. Today, FINRA guidance on MSRB Rule G-17 requires dealers to discover and analyze not just official filings, but any relevant publicly available information.
The time and costs related to these efforts can be significant, as can be the operational impact of establishing policies and processes that will stand up to regulatory scrutiny. The results can be inefficient patchworks of sources and record-keeping.
As the premier provider of disclosure documents and information for two decades, DPC DATA has designed its solutions to address the exact disclosure challenges faced by dealers.
Underwriter Due Diligence – Filings Summary is a premium research and reporting tool that quickly and accurately compiles a bond issuer’s disclosure history. It is an essential part in evaluating an issuer’s past reporting obligations over the last 5 years.
Point of Sale Disclosure – MuniPOINTS concise bond descriptions streamline bond research and are easily shared with customers, and MuniDOCSOnline offers access to current and historical official filings for both issue and obligor, even when filed under a new CUSIP
Expanded Discovery – MuniGUARD News gets you closer to emerging credit risk issues with timely and relevant news filtered from more than 580 local and regional news sources, not only linked to CUSIP but identified by type of relevency.
Ongoing Surveillance – MuniGUARD Professional is the most comprehensive and customizable surveillance service available, providing feeds of default-related material events as they are filed and other market events you may be watching, all with the same care for validation and correct identification that is the DPC DATA hallmark.
Seamless Integration – All DPC DATA solutions are designed to be provided in the context of your everyday workflow. Integration is simple, rapid and CUSIP-linked in your trading and research systems.
DPC DATA is the leading provider of disclosure solutions to the muni dealer world. Let us help you turn the headaches of disclosure compliance into clearcut solutions that add value to your muni business from sales to risk management to profits.
For a demonstration, contact us today at 800-996-4747 or firstname.lastname@example.org.