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Disclosure filings

The Municipal Bond market is fortunate to have a utility like the MSRB’s EMMA® website.

DPC DATA enhances the data received from EMMA and verifies and corrects all filings for accuracy.

Continuing our unique analytical process, filings are then tagged to applicable CUSIPs and Obligors. Below are recent filings we have reviewed, categorized and added to our extensive document library.

Document type Year-To-Date Current Year Year-To-Date Previous Year Year-Over-Year Change Current Quarter DPC DATA's Archive
Payment Delinquencies 36 41 -12% 36 9,270
Release, Substitution, or Sale of Property Securing Repayment 8 6 33% 8 2,366
Rating Changes 372 311 20% 372 174,004
Failure to Provide Annual Financial Information as Required 622 634 -2% 622 70,038
Other 964 718 34% 964 149,043
Non-payment Related Defaults 33 36 -8% 33 5,220
Unscheduled Draws on Debt Service Reserves 16 11 45% 16 4,226
Unscheduled Draws on Credit Enhancements 2 3 -33% 2 876
Substitution of Credit or Liquidity Providers, or Their Failure to Perform 15 4 275% 15 11,748
Adverse Tax Opinions or Events 0 2 0% 0 743
Modifications to Rights of Security Holders 19 24 -21% 19 4,181
Bond Calls 2,685 2,698 0% 2,685 1,058,517
Defeasances 137 112 22% 137 72,915
Notice of Change of Fiscal Year End 7 4 75% 7 512
Tender Offers 84 127 -34% 84 9,386
Bankruptcy, Insolvency, Receivership or similar proceeding 24 54 -56% 24 3,467
Mergers, Consolidations, Acquisitions, The sale of all or substantially all of the assets of the obligated person or Their Termination 20 35 -43% 20 3,007
Appointment of a successor or additional trustee or the change of the name of a trustee 14 7 100% 14 4,912
Financial Obligation – Incurrence or Agreement 528 519 2% 528 30,407
Financial Obligation – Event Reflecting Financial Difficulties 0 3 0% 0 99
Annual Financial Statement 3,996 3,978 0% 3,996 711,940
Continuing Disclosure Report 7,385 8,284 -11% 7,385 805,321
CAFR 1,326 1,250 6% 1,326 135,060
Budget 1,227 1,075 14% 1,227 100,690
Interim Financial 1,286 1,212 6% 1,286 184,530
Statutory Financial 217 272 -20% 217 40,556
Document Correction 65 118 -45% 65 9,656
OS Filed As Continuing Disclosure Report 13 58 -78% 13 14,742
Other 61 31 97% 61 9,739
Official Statement Records 794 779 2% 794 475,809
Official Statement Documents 652 653 0% 652 390,112
MuniPOINTS Reports 631 652 -3% 631 282,996
Material Events 5,477 5,258 4% 5,477 1,584,283
Financial / Other Operating Filings 14,196 14,973 -5% 14,196 1,741,079
*Due to our verification process, the figures above may be different from what is displayed on EMMA.