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Disclosure filings

The Municipal Bond market is fortunate to have a utility like the MSRB’s EMMA® website.

DPC DATA enhances the data received from EMMA and verifies and corrects all filings for accuracy.

Continuing our unique analytical process, filings are then tagged to applicable CUSIPs and Obligors. Below are recent filings we have reviewed, categorized and added to our extensive document library.

Document type Year-To-Date Current Year Year-To-Date Previous Year Year-Over-Year Change Current Quarter DPC DATA's Archive
Payment Delinquencies 524 602 -11% 105 6,967
Release, Substitution, or Sale of Property Securing Repayment 86 123 -40% 23 1,847
Rating Changes 4,975 7,214 -41% 1,248 146,482
Failure to Provide Annual Financial Information as Required 3,560 3,778 0% 418 47,772
Other 5,888 5,130 18% 1,193 120,230
Non-payment Related Defaults 144 143 -3% 38 4,082
Unscheduled Draws on Debt Service Reserves 106 120 -27% 38 3,338
Unscheduled Draws on Credit Enhancements 61 50 14% 14 699
Substitution of Credit or Liquidity Providers, or Their Failure to Perform 312 257 37% 61 5,996
Adverse Tax Opinions or Events 15 12 -11% 6 667
Modifications to Rights of Security Holders 190 192 1% 47 2,686
Bond Calls 32,892 28,486 11% 8,540 895,118
Defeasances 2,493 1,801 0% 912 55,690
Notice of Change of Fiscal Year End 46 54 -5% 2 354
Tender Offers 415 255 58% 98 6,044
Bankruptcy, Insolvency, Receivership or similar proceeding 217 220 9% 27 2,102
Mergers, Consolidations, Acquisitions, The sale of all or substantially all of the assets of the obligated person or Their Termination 254 184 57% 40 1,889
Appointment of a successor or additional trustee or the change of the name of a trustee 197 173 10% 51 1,987
Financial Obligation – Incurrence or Agreement 2,545 0 0% 716 2,545
Financial Obligation – Event Reflecting Financial Difficulties 13 0 0% 2 13
Annual Financial Statement 31,609 29,536 4% 6,323 528,901
Continuing Disclosure Report 44,294 39,768 12% 8,371 528,492
CAFR 6,564 6,018 5% 852 99,798
Budget 5,509 5,100 5% 798 57,501
Interim Financial 11,539 11,035 1% 2,634 124,593
Statutory Financial 2,879 2,243 26% 437 23,039
Document Correction 622 574 7% 70 5,702
OS Filed As Continuing Disclosure Report 182 304 -64% 34 6,703
Other 1,420 1,272 -1% 392 10,125
Official Statement Records 12,804 10,508 15% 3,370 416,155
Official Statement Documents 10,538 8,700 14% 2,728 341,063
MuniPOINTS Reports 11,104 8,932 15% 3,063 231,108
Material Events 53,625 47,663 7% 13,172 1,284,443
Financial / Other Operating Filings 96,302 88,020 8% 18,466 1,186,227
*Due to our verification process, the figures above may be different from what is displayed on EMMA.