MSRB RULE D-15 Goes Into Effect

MSRB RULE D-15 Goes Into Effect

Effective March 21, 2016 the MSRB will require that Dealers confirm that their institutional clients are “sophisticated” muni-market professionals (SMMPs), needing less regulatory protection than retail investors. Regardless of their status, there’s an easy way to keep all of your investors well-informed.

DPC DATA provides a best practice solution for “time-of-trade” disclosure at the point of sale. The full suite of DPC DATA services provide available “material information” to help determine if a Bond is suitable for your customer. Deal Summaries, Disclosure Documents and News Stories are linked to the appropriate CUSIP, Obligor and Issuer.

   MuniPOINTSMuniDOCS Online

MuniGUARD News

Contact us here or email us sales@dpcdata.com to learn more.